Ruth Francis, AIF®, FPQP

Financial Paraplanner

Ruth joined Curran & Keegan in 2020 after a long career as a paralegal, which began in NYC.  It was there that she was introduced to the securities industry by working at global asset management firms, culminating in the responsibility of establishing institutional legal departments in London and Hong Kong. Ruth’s inquisitiveness, keen eye for detail, and love of data and analysis established a foundation for understanding the importance of knowing where and how your money is invested. Ruth obtained FINRA’s Series 7 and 66 registrations as well as the Securities Industry Essentials® (SIE®). She holds the Financial Paraplanner Qualified Professional™ designation from the College for Financial Planning® and recently obtained the Accredited Investment Fiduciary® (AIF®) through Fi360, a Broadridge® Company. 

Ruth resides in Northampton and is an elected member of the Board of Trustees for Forbes Library and chair of the finance committee. She is also a member of the Pioneer Valley Estate Planning Council.

Professional Designations, Certifications, Registrations, and Licenses

  • FINRA Series 7 securities registration
  • FINRA Series 66 (Investment Advisor Representative) securities registration
  • Accredited Investment Fiduciary, AIF®, College for Fiduciary Studies
  • Financial Paraplanner Qualified Profession™, College of Financial Planning
  • Commonwealth of Massachusetts Notary Public 

 

Education

  • Russell Sage College, Troy, NY – B.S. Business Management  
  • New York University, New York, NY – Paralegal Studies 

My favorite reads and podcasts are:

Climate of Hope, by Michael Bloomberg & Carl Pope; Kitchen Confidential: Adventures in the Culinary Underbelly, by Anthony Bourdain; The New York Times online; Podcast - Barron’s Street Wise

My favorite restaurant is:

At home, it’s always an adventure

My favorite quote is:

“Once you stop learning, you start dying.”
– Albert Einstein

My dream travel destination is:

Hawaii  

Blakely Financial is now ShorePoint Advisory Group. Read the Press Release.

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